We’re Proud to Announce: Fispoke Has Achieved SOC 2® Type 2

At Fispoke, trust is not something we talk about lightly; it’s something we continuously prove. 

That’s why we’re proud to announce that Fispoke has successfully completed our SOC 2® Type 2 attestation, further reinforcing our commitment to serving RIAs and independent financial advisors with institutional-grade security, reliability, and operational discipline. 

This milestone builds directly on our earlier SOC 2 Type 1 achievement and reflects our philosophy from day one: earning trust is not a moment in time, it’s an ongoing responsibility. 

What SOC 2 Type 2 Means for RIA Firms 

While SOC 2 Type 1 validates that controls are designed correctly, SOC 2 Type 2 goes a step further. It independently confirms that those controls operate effectively over an extended period of time. 

For RIAs evaluating technology partners, this distinction matters. 

Our SOC 2 Type 2 attestation confirms that: 

• Our security, availability, and confidentiality controls are not just documented, they are consistently followed 

• Our internal processes withstand real-world operational conditions 

• Our platform meets the expectations of enterprise-level risk, compliance, and information security teams 

Simply put: this is evidence of sustained operational maturity, not aspirational compliance. 

Why This Matters in the RIA Due Diligence Process 

We understand how technology decisions are made inside advisory firms. Risk teams, compliance officers, and executive leadership all need confidence that a vendor can be trusted — not just today, but for the long term. 

Using technology partners that are SOC 2 Type 2 compliant helps RIAs: 

• Move through vendor due diligence with greater confidence 

• Reduce follow-up security questionnaires and ad hoc reviews 

• Demonstrate to clients and regulators that vendors are held to high standards 

• Partner with providers built for institutional adoption — not retrofitted later 

This milestone reinforces that Fispoke is designed to integrate cleanly into RIA tech stacks. 

A Deliberate, Long-Term Approach to Trust 

We pursued SOC 2 early — and we pursued Type 2 intentionally. 

Not because it was required, but because serving fiduciaries demands fiduciary-level discipline. Security and operational rigor are not features we layer on; they are part of our infrastructure. 

SOC 2 Type 2 is not the end of the road. It is part of an ongoing compliance and risk management program designed to evolve alongside the firms we serve. 

Continuing the Conversation 

If your firm is evaluating wealth technology partners; or if your compliance or security team would like access to our SOC 2 attestation under NDA; we welcome the conversation. 

Thank you for trusting Fispoke, and for holding your partners to the same high standards you uphold for your clients.