We’ve Achieved SOC 2® Type 1 attestation

We’re Proud to Announce: We’ve Achieved SOC 2® Type 1 — A Major Milestone in Our Commitment to Serving RIAs and Independent Financial Advisors 

At Fispoke, we’re excited to share that we have successfully completed our SOC 2® Type 1 attestation — a major trust and security milestone that underscores our commitment to serving RIAs with the highest level of institutional rigor. 

This achievement reflects our belief that wealth management firms should never have to compromise between innovation and security. If your firm is going to trust us with sensitive data, business-critical workflows, or client experience — you deserve proof that we operate with the same discipline and trust standards that you do. 

What This Means for RIA Partners 

Our SOC 2 Type 1 attestation, performed by Sensiba, an independent AICPA-certified audit firm, confirms that we have formally designed and implemented enterprise-grade controls across security, availability, and confidentiality. 

Put simply—it tells your due diligence team: 

• We follow institutional-grade internal controls 

• We meet the baseline standards for modern RIA vendor risk requirements 

• Our security posture has been independently validated — not self-claimed. 

Why We Did This Early — Before it is Necessary 

Most wealth tech companies wait until buyers demand it. We chose the opposite path — to prove trustworthiness before asking for it. 

As the first of its kind company serving RIAs, we recognize that fiduciary responsibility is non-negotiable. Security and operational maturity aren’t features — they are foundations for maintaining client trust. 

For your team — this translates into real operational advantages: 

• You move faster through vendor due diligence — no “security stall-outs” 

• Your Chief Compliance Officer and CTO have a defensible starting point 

• You avoid the nightmare of onboarding a vendor only to hit an InfoSec wall later 

• You can confidently tell clients: we only partner with firms who prove they take data protection seriously 

What’s Next: A Continuous Trust Roadmap 

This is just the beginning. We are already preparing for SOC 2® Type 2, which goes beyond design to validate ongoing operational effectiveness over time. Our commitment to security isn’t a marketing moment — it’s ongoing proof of operational excellence over time. 

If you’re currently evaluating private banking partners — or would like access to our attestation confirmation — our team is happy to start the conversation. 

Thank you for trusting us — and for holding the bar high. We wouldn’t want it any other way.